Full text of CROWDFUNDER FINANCIAL SERVICES INC.'s X-17A-5 filed 2021-06-15 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** **Year Ended December 31, 2020** {1}------------------------------------------------ | UNITED STATES | |-----------------------------------| | SECURITIES AND EXCHANGE COMMISSIO | | Washington, D.C. 20549 | #### 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden Hours per response 12.00 # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill | | | SEC FILE NUMBER | |----|-------|-----------------| | 8- | 69810 | | #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>01/01/2020<br>MM/DD/YY | AND ENDING | 12/31/2020<br>MM/DD/YY | | |---------------------------------------------------------------------------|---------------------------------------|------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | CFI Securities | | | FIRM 1.0. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 5757 Wilshire Blvd., Suite 370 | | | | | | | (No and Street) | | | | | Los Angeles | CA | | 90036 | | | (C11y) | (State) | | (Z,pCode) | | | NAME AND TELEPHO E NUMBER OF PERSON TO CONTACT IN REGARD TO THJS REPORT | | | | | | Daniel Beaton | | | 603-379-2478 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFCA TION | | | | | INDEPENDENT PUBLIC ACCOUNT A T whose opinion is contained in this Report* | | | | | | Tuttle & Bond, PLLC | | | | | | (Name - if uuh\'ld11al. state '""'· jir,;1, nm/die name) | | | | | | 1928 Jackson Lane | China Spring | TX | 76633 | | | (.~ddress) | (C,ty) | (Stale) | (Zip Code) | | | CHECKO E: | | | | | | ~ Certified Public Accountant | | | | | | 0<br>Public Accountant | | | | | | 0<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 2./0. I 7a-5(e}(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control…Read the full text as markdown