Full text of PANTHEON SECURITIES, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Pantheon Securities, LLC (A wholly owned subsidiary of Pantheon Ventures Inc.) Financial Statement December 31, 2019 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** OMB APPROVAL OMB Number: 3235·0123 Expires: August 31, 2020 Estimated average burden hours oer response ...... 12.00 | SEC FILE NUMBER | |-----------------| | B-69844 | ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | f0<br>f<br>0<br>1<br>1<br>19<br>____<br>_<br>_<br>_<br>_<br>_ | ___ AND ENDING ___ 1 | /3<br>/<br>2<br>1<br>1<br>9<br>_<br>__ _<br>_<br>_<br>_<br>_<br>_ | |-------------------------------------------------------------------|--------------------------------------------------------------------------|----------------------|-------------------------------------------------------------------| | | MM/DD/YY | | MM/DDIYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Pantheon | Securities,<br>LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | LLC<br>Pantheon<br>Securities, | 11<br>Square<br>35th<br>Times | Floor | | | | (No. and Street) | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | (Arca Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | waterhouse<br>Coopers<br>Price | LLP | | | | | (Name - if i11dividual, state fast, jirst. middle name) | | | | Seaport<br>Blvd<br>101 | Boston | MA | 02110 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I<br>I<br>I'<br>certified Public Accountant | | | | | OPublic Accountant | | | | | | OAccountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied* ~ *as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the c…Read the full text as markdown