Full text of PANTHEON SECURITIES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Pantheon Securities, LLC (A wholly owned subsidiary of Pantheon Ventures Inc.) Financial Statements and Supplemental Information December 31, 202** {1}------------------------------------------------ | UNITED ST ATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required Pursuantto Rules 17a-5, 17a-12, and 18a-7 undertheSecurities Exchange Act of1934** REPORT FOR THE PERIOD BEGINNI NG 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|---------------------------------------------------------|---------------------------------------|--------------------------------------------|--|--| | NAME OF Fl RM: Pantheon Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~Broker-dealer<br>D Check here ifrespondent is also an OTC de rivatives dealer | Security based swap dealer | | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 11 Times Square 35 fl | | | | | | | | | | (No. and Street) | | | | | | New York | | NY | | 10036 | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Pasca I Roche | 212-751-4422 | | | Proche@DFPPartners.com | | | | (Name) | (Area Code -Telept-cne NLrnber) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLICACCOUNTANTwhose opinion is contained in this Report* | | | | | | | | PricewaterhouseCoopers, LLP | | | | | | | | | | (Na me - if Individual, state last, first, middle name) | | | | | | 101 Seaport Blvd | Boston | | MA | 02110 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | 238 | | | | (Date of Registration with PCAOB)( if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption fro m th e requirement that the annual reports be covered by th e reports of an independent public accountant must be supported by a statement of facts and circumstances re lied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l}(ii), ifappli…Read the full text as markdown