Full text of PANTHEON SECURITIES, LLC's X-17A-5 filed 2021-02-23 (period 2021-02-23). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Pantheon Securities, LLC (A wholly owned subsidiary of Pantheon Ventures Inc.) Financial Statements and Supplemental Information December 31, 2020 {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|--------------|---------------------------| | | | OMB Number: 3235-0123 | | | | Expires: October 31, 2023 | | Estimated average burden | | | | | | hours per response 12.00 | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | | SEC FILE NUMBER | | |---------|--|-----------------|--| | 8-69844 | | | | ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20<br>MM/DD/Y Y | | |---------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|---------------|--------------------------------|--| | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Pantheon Securities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box Na.) | | FIRM I.D. NO. | | | | Pantheon Securities, LLC | 11 Times Square | 35th Floor | | | | New York<br>(City) | (No. and Street)<br>NY<br>(State) | | 10036<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Aroa Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report®<br>PricewaterhouseCoopers LLP | | | | | | | (Name - af imilividual, snare lass, first, middle mansa) | | | | | 101 Seaport Blvd | Boston | MA | 02110 | | | (Address) | (Cily) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report by the opinion of an independent public accommant must be suggered by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(c)(2) > Potential persons who are to respond to the collection of informatio…Read the full text as markdown