Full text of PALMER CAPITAL ADVISORS, LLC's X-17A-5 filed 2020-03-16 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {1}------------------------------------------------ | UNITFDSTA~ | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | | | OIVB APffiOVAL | |---------------|----|----------------------------| | OIVB Nurrber: | | 3235-0123 | | | | Expires: August 31, 2020 | | | | Estimated average burden | | | | hours per response 12. 00 | | | | SEC FILE NUM:IER | | | 8- | 69847 | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** ## **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>11_1_12_01_9 | ____<br>AND ENDING | ____<br>__<br>121_3_1_12_0_19 | | |---------------------------------------------------------------------------|--------------------------------------------------------|--------------------|-------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | | | | OFFICIAL USE ONLY | | | Palmer Capital Advisors, LLC | | | FIRMID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 39 Broadway, Suite 3300 | | | | | | reet) | | 10006 | | | ~wTo~ | ~<br>(~ate) | | (Zip Code) | | | (City) | | | | | | TNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in th is Report* | B. ACCOUNTANT IDENTIFICATION | | | | | | Lerner & Sipkin CP As LLP | | | | | | | | | | | | (Name·· if individual. state last, first, middle name) | | | | | 132 Nassau Street, Suite 1023 | New York | NY | 10038 | | | (Address) | (City) | (State) | | | | CHFCKONE:<br>Q Certified Public Accountant | | | | | | D Public Accountant | | | | | | D Accountant not resident in United States or any of its possess.ions | | | (Zip Code) | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption.fi'om the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement ofjacts and circumstances relied on as the basis for the exemption. See section 240.l 7a-5(e)(2).* | SEC 1410 (06-02) | | |------------------|--| |------------------|--| SEC 1410 (06-02) *Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid* 0MB *co11trol 11umber.* {2}------…Read the full text as markdown