Full text of PALMER CAPITAL ADVISORS, LLC's X-17A-5 filed 2022-05-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 {1}------------------------------------------------ # **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 69847 **FACING PAGE Information Required Pursuant** to **Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1 /01 /21** AND ENDING **12/31 /21** --------- MM/DD IY <sup>Y</sup> MM/DDIYY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_\_ P\_a\_l\_m\_e\_r\_C\_a\_p\_it\_a\_l A\_d\_v\_iso\_\_r\_s\_, L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Broadway, Suite 12-129 | | (No. and Street) | | |-----------------------|----------------------------------------------------------------------------|------------------------------| | New York | NY | 10004 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Kathy Efrem | (212) 897-1686 | kefrem@integrated .solutions | | (Name) | (Arca Code - Telephone Number) | (Email Address) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports arc contained in this filing* | | | | | | | Adeptus Partners, LLC | | | | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|--------|---------|-------------------------------------------|--|--| | 733 State Route 35 | Ocean | NJ | 07712 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 01/06/1<br>0 | | 3686 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | ### **FOR OFFICIAL USE O:\'LY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of informati…Read the full text as markdown