Full text of PALMER CAPITAL ADVISORS, LLC's X-17A-5/A filed 2021-04-20 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 {1}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | OMB APPROVAL | | | | | |----------------------------|-----------|--|--|--| | OMB Number: | 3235-0123 | | | | | Expires: October 31 , 2023 | | | | | | !Estimated average burden | | | | | | hours oer resoonse 12.00 | | | | | | | | | | | | | SEC FILE NUMBER | | | | |-----|-----------------|--|--|--| | 8 - | 69847 | | | | # FACING PAGE # Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/1/2020 | AND ENDING | 12/31/2020 | | |--------------------------------------------------------------------------|---------------------------------------------------------|--------------|------------------------------|--| | | MMIDDNY | | MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | | | | OFFICIAL USE ONLY | | | Palmer Capital Advisors, LLC | FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 42 Broadway, Suite 12-129 | | | | | | (No. and Street) | | | | | New York | NY | | 10004 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT TN REGARD TO THIS REPORT | | | | | | Kathy Efrem | | 212-897-1686 | | | | | | | (Area Code -- Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Lerner & Sipkin CP As LLP | | | | | | (Name -- if individual, srare last, {irsr, middle name) | | | | | 132 Nassau Street, Suite 1023 | New York | NY | 10038 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>5J Certified Public Accmmtant | | | | | | D Public Accountant | | | | | | D Accountant not resident i.n United States or any of its possessions | | | | | | | FOR OFFICIAl USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement Iha/ the annual report be covered by the opinion of an independent public accounlan/ must be supported by a statement of(acts and circumstances relied on as the basis/or the exemplion. See section 240.J 7a-5(e)(2).* SEC 1410(06-02) *Pote11tial persons who are to respo11d to the collection of information co11tained i11 tltisform are no…Read the full text as markdown