Full text of AMERICAN DISCOVERY ADVISORS, LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response : 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8 -<br>69899 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND EN DING __ | | __<br>_<br>12~/_3~1/~2_0_2_1 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------|---------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM : __<br>A_m_e_r_ic_a_n_D_is_co_v_e_r_,_y_A_d_v_is_o_r---'s,_L_L_C | | _______________ | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>[X Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | D Major security-based swap participant | | | | | | | | | | 11150 Santa Monica Blvd. Suite 1425 | | | | | | | (No. and Street) | | | | | Los Angeles | CA | | | 90025 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 10135 Manchester Rd., Suite 206 | St. Louis | | MO | 63122 | | (Address) | (City) | | (State) | (Zip Code) | | 11/21/2019 | | 6667 | | | | | | | | {PCAOB Regost,atioo N,mbec, ,t applicable)I | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to…Read the full text as markdown