Full text of AMERICAN DISCOVERY ADVISORS, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | | 8-69899 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: American Discovery Advisors, LLC TYPE OF REGISTRANT (check all applicable boxes): [!) Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 11150 Santa Monica Blvd., Suite 1425 | | |--------------------------------------|--| |--------------------------------------|--| | | (No. and Street) | | | |----------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------| | Los Angeles | CA | | 90025 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer | 678-525-0992 | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Davila Advisory LLC | (Name - if individual, state last, first, and middle name) | | | | 10135 Manchester Road, Suite 206 | St. Lou is | MO | 63122 | | (Address) | (City) | (State) | (Zip Code) | | 11/21/2019 | | 6667 | I | | | | (PCAOB R,g;stcatlo" N,mbe,, • appUcaee) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, John Joliet | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------…Read the full text as markdown