AMERICAN DISCOVERY ADVISORS, LLC X-17A-5 (2023-03-30) — Broker-dealer annual report

Full text of AMERICAN DISCOVERY ADVISORS, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-69899 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING __ | ---<br>1_2_/3_1_/2_0_2_2 | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | __<br>NAME OF FIRM:<br>A_m_e_r_ic_a_n_D_i_sc_o_v_e_ry_A_d_v_is_o_rs_,_L_LC | | | __________________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>Ot Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 11150 Santa Monica Blvd., Suite 1425 | | | | | | (No. and Street) | | | | Los Angeles | CA | | 90025 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer | 678-525-0992 | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Davila Advisory LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 10135 Manchester Road, Suite 206 | St. Louis | | MO<br>63122 | | | (City) | | (State)<br>(Zip Code) | | 11/21/2019 | | | 6667 | | (Address) | FOR OFFICIAL USE ONLY | | (PCAOB RegistcaUoo N, mbec, If applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | John Joliet<br>1, | | swear (or affirm) that, to the best of my knowledge and belief, the | |-…

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