Full text of ANGEL POND CAPITAL LLC's X-17A-5 filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ \_ CONFIDENTIAL UNITEDSTATFS SECURITIES AND EXCHANGE **COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 **Expires:** October 31, 2023 Estimated average burden hours perresponse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | | | | B-69910 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | ----------<br>AND ENDING 12/31/20 | | | |--------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------|------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Angel Pond Capital LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 950 Third Ave, 25th Floor, | | | | | | | (No. and Street) | | | | | New York | New York | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>J. Clar1<e Gray | | | 917-238-1263 | | | | | | (Area Code-Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Raich Malter Ende & Co. LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 1375 Broadway | New York | N.Y. | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ####…Read the full text as markdown