Full text of ANGEL POND CAPITAL LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | | 8-69910 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | ----------<br>-----------<br>FILING FOR THE PERIOD BEGINNING 01101121<br>12131121<br>AND ENDING | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD/VY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Angel Pond Capital LLC | --------------------------------- | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>lil Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 950 Third Avenue, 25th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | J. Clarke Gray | 917-238-1263 | Clarke@taylorgrayllc.com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | Raich Ende Malter & Co. LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 1375 Broadway | New York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | 6/23/04 | | 50 | | | {rte of Registration with PCAOB){if applicable) | FOR OFFICIAL USE ONLY | | {PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form di…Read the full text as markdown