ANGEL POND CAPITAL LLC X-17A-5 (2023-04-14) — Broker-dealer annual report

Full text of ANGEL POND CAPITAL LLC's X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **UNITED** STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** PUBLIC ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-69910 --------- MM/DD /YV **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **02/02/2022** MM/00/YV **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Angel Pond Capital LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant AND ENDING 12131122 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 45 E85th Street | | (No. and Street) | | | |----------------------------------------------|-------------------------------|--------------------------|--| | New York City | N.Y. | 10028 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | J. Clarke Gray | 917-238-1263 | clarke@taylorgrayllc.com | | | (Name) | (Area Code -Telephone Number) | (Email Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ohab & Company, P.A. | (Name - if individual, state last, first, and middle name) | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------| | 100 Esybelia Avenue | Maitland | FL | 32751 | | (Address) | (City) | (State) | (Zip Code) | | 06/23/04 | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if aoolicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | "' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii}, if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond** unless **the form displays a currently valid 0MB control number.** {1}------------------------------------------------ | I, ~~Gmr<br>flnmnda~ :eoort ~~1!…

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