Full text of INVICTA CAPITAL LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **REPORT PURSUANT TO RULE 17a-5(d) AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **Year Ended December 31, 2020** {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |--------------------------|------------------|--|-----------|--| | OMB Number: | | | 3235-0123 | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | Hours per response | | | 12.00 | | 8- SEC FILE NUMBER 69923 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2020<br>MM/DD/Y Y | AND ENDING | 12/31/2020<br>MM/DD/Y Y | |--------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------|------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | Invicta Capital LLC | | | FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 2790 Mosside Blvd., Suite 530 | | | | | | (No. and Street) | | | | Monroeville | PA | | 15146 | | (City) | (State) | (Zip Code) | | | Aimee Toth<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFCATION | | 412-287-4646<br>(Area Code - Telephone Number) | | Lally & Co., LLC<br>(Name - if individual, state last, first, middle name) | | | | | 5700 Corporate Drive, Suite 800 | Pittsburgh | PA | 15237-5851 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>X<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the exemption. See Section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) #### CONFIDENTIAL TREATMENT REQUESTED {…Read the full text as markdown