Full text of INVICTA CAPITAL LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## REPORT PURSUANT TO RULE 17a-5(d) AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_l/\_0\_11\_2\_1 \_\_\_ AND ENDING \_\_ 12\_/\_31\_/2\_1 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: lnvicta Capital LLC TYPE OF REGISTRANT (check all applicable boxes): !Kl Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2790 Mosside Blvd, Suite 530 (No. and Street) Monroeville PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 15146 (Zip Code) Aimee Toth 412-287-4646 aat@invictacapitaladvisors.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Lally & Co., LLC (Name - if individual, state last, first, and middle name) 5700 Corporate Drive, Suite 800 Pittsburgh PA (Address) (City) (State) 05/19/2009 3578 **rte of Reg;~raUoo w;th PCAOBJ(;f applicable) FOR OFFICIAL USE ONLY** 15237 (Zip Code) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. CFR 240.17a-S(e)(l)(ii), if applicable. {2}------------------------------------------------ ### **OATH OR AFFIRMATION** | Aimee Toth<br>I,<br>financial report pertaining to the firm of<br>December 31 | | swear (or affirm) that, to the best of my knowledge and belief, the<br>Invicta Capital LLC<br>. as of<br>2_jg!__, is true and correct. I further swear (or affirm) that neither the company nor any | | | |-----------------------------------…Read the full text as markdown