Full text of INVICTA CAPITAL LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## REPORT PURSUANT TO RULE 17a-5(d) AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Year Ended December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69923 | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>____<br>0_ll_0_l/_22 | AND ENDING | ___<br>__<br>_<br>12_/_3_1/_22 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Invicta Capital LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>lxl Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 2790 Mosside Blvd, Suite 530 | | | | | | | | | (No. and Street) | | | | | | | Monroeville | PA | | 15146 | | | | | (City)<br>(State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Aimee Toth | 412-287-4646 | | aat@invictacapitaladvisors.com | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Lally & Co., LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 5700 Corporate Drive, Suite 800 | Pittsburgh | PA | 15237 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 05/19/2009 | | 3578 | | | | | | T"<br>of ReglstraUoo with PCAOB)lif applicable) | | | )PCA08 Reglsfratloo Nombec, if apP!icable) | | | | | | FOR OFFICIAL USE ONLY | |…Read the full text as markdown