Full text of THE FORBES SECURITIES GROUP LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | CHAIR APPROVAL | | |--------------------------------------------------------------------------------------------------------|--| | OMB Number: 1235-0121<br>Expires: Nov. 10, 2026<br>Estimated average burden<br>12<br>Children Desponse | | | STERLE NUMBER | | | 8-69926 | | # FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: The Forbes Securities Group LLC TYPE OF REGISTRANT (check all applicable boxes): · Broker-dealer Security-based swap dealer [] Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6400 S Fiddler Green Circle, Suite 850 (No. and Street) Greenwood Village (10) 80111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 303-974-7724 Chris Meunier chris.meunlar@forbes-partners.com [Mame] (Area Code - Telephone Number) [Email Address] B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* Goldman & Company, CPA's, P.C. (Name - if individual, state last, first, and middle name) 30062 3535 Roswell Rd., Ste 32 Marietta Carl (City) (State) (Address) (Zip Code) 06/25/2009 1952 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5[e)[1][i], If applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number, {1}------------------------------------------------ ## OATH OR AFFIRMATION | Robert Forbes | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------|--------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown