Full text of THE FORBES SECURITIES GROUP LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 0\_1\_/\_0\_11\_2\_2 \_\_\_ AND ENDING \_\_\_ 12\_/\_3\_1/\_2\_2 \_\_ \_ MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_\_ T\_h\_e\_F\_o\_r\_b\_e\_s\_S\_e\_c\_u\_rit\_ie\_s\_G\_ro\_u\_p\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6400 S Fiddlers Green Circle, Suite 850 (No. and Street) Greenwood VIiiage co (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 80111 (Zip Code) Ana R. Carter 813-442-1645 ana .carter@forbessg.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Goldman & Company, CPA's, P.C. (Name - if individual, state last, first, and middle name) 3535 Roswell Rd., Ste 32 Marietta GA (Address) (City) (State) 06/25/2009 1952 30062 (Zip Code) **rte of Reg;,tratioo w;th PCAOB)l;f appU~ble) FOR OFFICIAL USE ONLY )PCAOB Reg;,tc,t;oo Nombe,, ;f applkable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Robert Forbes | | swear (or affirm) that, to the best of my knowledge and belief, t<br>he | |--------------------------------------------|--|-----------------------------------------------------------------------------------| | financial report pertaining to the firm of | | as of<br>The Forbes Securities Group LLC | | 2~<br>December 31…Read the full text as markdown