Full text of THE FORBES SECURITIES GROUP LLC's X-17A-5 filed 2026-04-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITTES AND EXCHANGE COMMISSION** **Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL OM6 Number: 3235-0123 £xpi~: Nov. 30, 2026 Estimated average burden hours perresponse: 12 > SEC FILE NUMBER 8-69926 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01f01f24 | | 12/31/24 | ---------- | | | | MM/00/YY | AND ENDING | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Forbes Securities Group LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 6400 S. Fiddlers Green, Suite 850 | | | | | | | (No. and Street) | | | | | Greenwood Village | co | | 80111 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jon Wiley | 303-917-3792<br>jon. witey@forbes-partners.com | | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPAs, P.C. | | | | | | | (Name - if individual, state fast, first, and midd(e name) | | | | | 3535 Roswell Road, Suite 32 | Marietta | GA | 30062 | | | (Address) | (City) | (State) | (Zip Code) | | | 6/25/2009 | | 1952 | | | | T'" of ••~strati~<br>w;<h PC.AOB){;f ,,.lirabl,) | | | (PC.AOB R.,;,trati~ N,mbe,, ;f applirable) | | | | FOR OFFICIAL USE ON LY | | | | • daims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are** to **~spond** to the collection of information contained in this form **are not** re…Read the full text as markdown