ALPACA SECURITIES LLC X-17A-5 (2021-02-12) — Broker-dealer annual report

Full text of ALPACA SECURITIES LLC's X-17A-5 filed 2021-02-12 (period 2020-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # ALPACA SECURITIES LLC STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM NOVEMBER 30, 2020 (PURSUANT TO RULE 17a-5(e)(3)) {1}------------------------------------------------ # Alpaca Securities LLC # STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITORS' REPORT ## NOVEMBER 30, 2020 ## CONTENTS | Report of Independent Registered Public Accounting Firm | | |---------------------------------------------------------|-----| | Financial Statements | | | Statement of Financial Condition | | | Notes to Financial Statements | 3-8 | {2}------------------------------------------------ - r--- ,----•- -----.. - ·-·- · 1-. r 1 r --- .- : ·.;---- # !"#\$%&'()\*+ ,-./0123456789:;<=> ?@ABCDEFGHI JKLMNOP | | [\ ]^_`abcd | | | |---------------|-------------------------------------------------------|--|--| | | efghijk<br>lmno pq | | | | | rstuv w<br>x yz{ } | | | | | • • r •• • •-<br>~ €'ƒ"<br>,<br>C -<br>†‡ˆ‰Š‹ | | | | -<br>I -<br>- | , --,. -- ,-<br>- par<br>I<br>Œ<br><br>Ž ''""•–—˜™ | | | | | | | | # QRSTUVWXYZ | | ?@ABCDEFGHI | | | | | | |----------------------------------------------------|------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|----------------------------------------|--|--| | JKLMNOP | | | š› œžŸ ¡¢<br>£¤¥¥—¦ | | | | | | | QRSTUVWXYZ<br>__ , -<br>' -<br>§¨©ª«¬­®¯°±²³´µ¶·¸¹º»¼½¾¿ÀÁÂÃÄÅÆÇÈÉÊËÌÍÎÏÐÑÒÓÔÕÖרÙÚÛÜÝÞß<br>' I'-<br>' -<br>. -<br>àáâãäåæçèéêëìíîïðñòóôõö÷øùúû<br><br>J | -· --· --<br>. -<br>'<br> | _,- :.- - | | | | | '<br>' ' | • I | 56 78 9:;<=>?@ABCDE4 | --------- | | | | <br>!"#\$%&' | | ()*+,-./01234<br>FGHIJ 4 | ~ r--<br>--- | K<br>LMN4 | | | | | OPQRSTU | VWX<br>YZ[\] | | | | | | | ' . '<br>^_`abcdefghijklmnopqrstuvwxyz{ }~€'ƒ | | | çèéêëì 4íîï4ðñò4 | | | | | | _, I - . I | | | | | | "…†‡ˆ‰Š‹ŒŽ''""•–—˜™š›œž | | Ÿ ¡¢£¤¥¦§¨©ª«¬­¬®¯°±²³´ | | óôõö4÷øùú4ûü4 | | | | µ¶·¸¹º»4¼½¾¿ÀÁÂÃÄÅÆÇÈÉÊË | | - f<br>I<br>ÌÍÎÏÐÑÒÓÔÕÖ | | | | | | רÙÚÛÜÝÞ | | ßà | | 4 | | | | áâãäåæ | | (Slate) | | | | | | | - j - | ,--<br>---<br>~ - I -<br>!"#\$%& '()*+,-. /01234 | ---<br>---<br>,-<br>567 89:;<=>?<br>'<br>I | | | | | @ABC4DE F4 | | | | G 4H IJKL4<br>MNOPQRSTUVWXYZ[\]^_`abcd | | | | | efghijk l | mn<br>opqrstu vwx | | | | | | 1-<br>yz {<br>'ƒ "…†‡ˆ‰Š‹Œ <br> }~€<br>I<…

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