Full text of ALPACA SECURITIES LLC's X-17A-5 filed 2024-06-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **ALPACA SECURITIES LLC** STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 (PURSUANT TO RULE 17a-5(e)(3)) This report is filed in accordance with Rule 17a-(e)(3) Under the Securities Exchange Act of 1934 as a PUBLIC document. {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------|---------------------------------------------------------------------------------------------|--| | | | | hours per response: 12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-69928 | | | | PART III | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: Alpaca Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer - D Security-based swap dealer - _ _ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 42881 Lake Babcock Dr, Suite 200 | | | | | | | (No. and Street) | | | | | Babcock Ranch | F | | 33982 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jason Soldner | 669-257-2221 | | | | | (Name) | (Area Code - Telephone Number) | | jason@alpaca.markets<br>(Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ryan & Juraska LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 141 W Jackson, Suite 2250 Chicago | | | 60604 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/24/2009 | | 3407 | | | | (Date of Registration with PCAOB)(…Read the full text as markdown