ALPACA SECURITIES LLC X-17A-5 (2026-02-27) — Broker-dealer annual report

Full text of ALPACA SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Company: ALPACA SECURITIES LLC
Form: X-17A-5
Filed: 2026-02-27
Period: 2025-12-31
Accession: 0001702580-26-000007
CIK: 1702580
File #: 8-69928
Type: Broker-dealer
Material weakness: Yes
Auditor: Grant Thornton LLP
Auditor location: Chicago, IL
Contact: Tammy Wetterwald
Phone: 650-489-2017
Email: tammy.wetterwald@alpaca.markets
Website: alpaca.markets
Signed by: Tammy Wetterwald (CFO)

Document text (excerpt)

{0}------------------------------------------------ FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 (PURSUANT TO RULE 17a-5(e)(3)) {1}------------------------------------------------ U NI T E D S T A T E S S E C U RI TI E S A N D E X C H A N G E C O M MI S SI O N W as hi n gt o n, D. C. 2 0 5 4 9 # A N N U AL R E P O R T S F O R M X 1 7 A - 5 P A R T III O M B A P P R O V AL O M B Nu m b er: 3 2 3 5- 0 1 2 3 Ex pir es: N o v . , 2 0 2 6 Esti m at e d av er a g e bur d e n h o urs p er res p o ns e: 1 2 | S E C FIL E<br>N U M B E R | | |----------------------------|--| | 8-69928 | | | I<br>nf<br>or<br>m<br>ati<br>o<br>n R<br>e<br>q<br>uir<br>e<br>d P<br>urs<br>u<br>a<br>nt t<br>o R | F<br>A<br>CI<br>N<br>G P<br>A<br>G<br>E<br>ul<br>es 1<br>7<br>a<br>5, 1<br>7<br>a<br>1<br>2, a<br>n<br>d 1<br>8<br>a<br>7 u<br>n | d<br>er t<br>h<br>e S<br>ec<br>uriti<br>es E<br>xc<br>h | a<br>n<br>g<br>e Act of 1<br>9<br>3<br>4 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--| | 01/01/2025<br>12/31/2025<br>FILI<br>N<br>G F<br>O<br>R T<br>H<br>E P<br>E<br>RI<br>O<br>D B<br>E<br>GI<br>N<br>NI<br>N<br>G _<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_ A<br>N<br>D E<br>N<br>DI<br>N<br>G _<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_ | | | | | | | M<br>M/<br>D<br>D/<br>Y<br>Y | | _<br>_<br>_<br>_<br>_<br>M<br>M/<br>D<br>D/<br>Y<br>Y | | | | A. R<br>E<br>GI<br>S<br…

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