Full text of HEADLANDS TECHNOLOGIES SECURITIES, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Headlandsl®cc[h** FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Headlands Technologies Securities, LLC Year Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | | | 0MB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------|-----------------------------------------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, o.c. 20549 | | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per respon·se,<br>12 | | | | | | | | | ANNUAL REPORTS | | | SEC filE NUMBER | | | FORM X-17A-5 | | | 8-69969 | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Req1Jir'ed Pursuant to Rules 17a-5, 17a-12, and isa-7 under;the Securities Exchange Act of 1934 | | ~, | | | | | ····-· ··.--.,, • , | | ., , · "'' ·., •.• ' "" | | FILING FOR THE PERIOD BEGINNING 01/01 /21 | MM/DD/YY | .AND ENDl~G 12 31/21 | | MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME.oFFIRM: Headlands Technologies Securities, LLG | | | | | TYPE OF REGISTRANT (check all applicable boxes);<br>0 Broker-dealer<br>□ Check here.if respondent is also an OTC derivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0- | | box no.} | | | | 444 W Lake Street, Suite 4650 | | | | | | | (No. and Street) | | | | | Chicago | Illinois | | | 60606 | | (City) | (State) | | | (Zip Code) | | | | | | | | PERSON TO .CONTACT vVITH REGARD TO THIS FILING | | | | | | Neil M Fitzpatrick | 312-601-8643 | | neil@headlandstech.com | | | (Name) | (Area Code - Telephone Number) | | (Email Ad~ress) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 155 North Wacker Drive | Chicago | | Illinois | 60606 | | (Address) | (City) | (~tate) | | (Zip Code) | | October 20, 2003 | | 42 | | | | T" | |…Read the full text as markdown