Full text of HEADLANDS TECHNOLOGIES SECURITIES, LLC's X-17A-5 filed 2024-03-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ F INANCIAL S TATEMENTS AND S UPPLEMENTAL I NFORMATION Headlands Technologies Securities, LLC Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | SEC FILE NUMBER | | |---------|-----------------|--| | 2-20060 | | | | filing for the period beginning 01/01/23 | AND ENDING 12/31/23 | | |------------------------------------------|---------------------|--| | | | | | | (No. and Street) | | | | |---------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------------------|--| | Chicago | llinois | | 60606 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Neil M Fitzpatrick | 312-601-8643 | | neil@headlandstech.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young LLP | (Name - if individual, state last, first, and middle name) | | | | | 155 North Wacker Drive | Chicago | Illinois | | | | | | | 60606 | | | | (City) | (State) | (Zip Code) | | | October 20, 2003 | | 42 | | | | (Address)<br>(Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Financial Statements and Supplemental Information Year Ended December 31, 2023 # **Contents** | Report of Independent Registered Public Accounting Firm 1 | | | |------------------------------------------------------------------------|--|--| | Financial Statements | | | | Statement of Financial Condition 2 | | | | Statement of Operations 3 | | | | Statement of Changes in Member's Capital 4 | | | | Statement of Cash Flows 5 | | | | Notes to Financial Statements 6 | | | | Supplemental Information | | | | Schedule I – Computation of Net Capital Pursuant to SEC Rule 15c3-1 11 | | | {4}------------------------------------------------  Ernst & Young LLP 155 North Wacker Drive Chicago, IL 60606-1787 ey.com #### Tel: +1 312 879 2000 Fax: +1 312 879 4000 #### **Report of Independent Registered Public Accounting Firm** To the Member and Officers of Headlands Technologies Securities, LLC #### **Opinion on the Financial Stateme…Read the full text as markdown