Full text of HEADLANDS TECHNOLOGIES SECURITIES, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HeadlandsTech FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Headlands Technologies Securities, LLC Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-69969 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Headlands Technologies Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer @ Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer AND ENDING 12/31/22 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 444 W Lake Street, Suite 4650 | | (No. and Street) | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------|--------------------------------------------|------------| | Chicago | Illinois | | 60606 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Neil M Fitzpatrick | 312-601-8643 | neil@headlandstech.com<br>(Email Address) | | | (Name) | (Area Code - Telephone Number) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | Ernst & Young LLP | | | | | 155 North Wacker Drive | (Name - if individual, state last, first, and middle name)<br>Chicago | Illinois | 60606 | | | (City) | (State) | (Zip Code) | | October 20, 2003 | | 42 | | | (Address)<br>(Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}-------------…Read the full text as markdown