Full text of LFT SECURITIES, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **LFT SECURITIES, LLC** ### SEC File Number 8-70015 Financial Statements and Supplementary Schedules For the Year Ended December 31, 2021 and Report of Independent Registered Public Accounting Firm > Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT RSM US LLP *Independent Registered Public Accounting Firm* {1}------------------------------------------------ ### **SECURITIES AND EXCHANGE COMMISSION** ### **Washington, D.C. 20549** ### **ANNUAL AUDIT REPORT** Year ended December 31, 2021 **LFT Securities, LLC (Name of Respondent)** 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 **(Address of Principal Executive Office)** Mr. Robert Jenkins **LFT Securities, LLC** 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 (513) 271-0759 **(Name and address of person authorized to receive notices and communications from the Securities and Exchange Commission)** {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | EstImated average burden | | hours per response:<br>12 | | | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/21 MM/DD/YY MM/DD/YY 12/31/21 A. REGISTRANT IDENTIFICATION NAME OF FIRM: LFT Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): തി Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 425 Walnut Street, Suite 2410 | | | (No, and Street) | | | | |------------------------------------------------------------------------------------------|--|------------------------------------------------------------|--------------------------------------------|--------------------------|--| | Cincinnati | | OH | | 45202 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Bob Jenkins | | (513) 878-1090 | | bjenkins@lumafintech.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling*<br>RSM US LLP | | | | | | | | | (Name - if individual, s…Read the full text as markdown