Full text of LFT SECURITIES, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **LFT SECURITIES, LLC** #### SEC File Number 8-70015 Financial Statements and Supplementary Schedules For the Year Ended December 31, 2022 and Report of Independent Registered Public Accounting Firm > Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT RSM US LLP *Independent Registered Public Accounting Firm* {1}------------------------------------------------ #### **SECURITIES AND EXCHANGE COMMISSION** #### **Washington, D.C. 20549** #### **ANNUAL AUDIT REPORT** Year ended December 31, 2022 **LFT Securities, LLC (Name of Respondent)** 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 **(Address of Principal Executive Office)** Mr. Robert Jenkins **LFT Securities, LLC** 425 Walnut Street, Suite 2500 Cincinnati, Ohio 45202 (513) 271-0759 **(Name and address of person authorized to receive notices and communications from the Securities and Exchange Commission)** {2}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-70015 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 12/31/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: LFT Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ■ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 425 Walnut Street, Suite 2410 (No. and Street) Cincinnati OH 45202 (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Bob Jenkins (513) 878-1090 bjenkins@lumafintech.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name - if individual, state last, first, and middle name) One South Wacker Drive, Suite 800 Chicago 60606 (Address) (City) (State) (Zip Code) 09/24/2003 49 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be support…Read the full text as markdown