Full text of LFT SECURITIES, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **LFT SECURITIES, LLC** ### SEC File Number 8-70015 Financial Statements and Supplementary Schedules For the Year Ended December 3 1, 2023 and Report of Independent Registered Public Accounting Firm > Filed pursuant to Rule I 7a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT RSM US LLP *Independent Registered Public Accounting Firm* {1}------------------------------------------------ ### **SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** ### **ANNUAL AUDIT REPORT** Year ended December 31 , 2023 **LFT Securities, LLC (Name of Respondent)** 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 **(Address of Principal Executive Office)** Mr. Robert Jenkins **LFT Securities, LLC** 425 Walnut Street, Suite 2500 Cincinnati, Ohio 45202 (513) 271-0759 **(Name and address of person authorized to receive notices and communications from the Securities and Exchange Commission)** {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70015 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/23** MM/DD/YY AND ENDING **12/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: LFT Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 425 Walnut Street, Suite 2410 {No. and Street) Cincinnati OH 45202 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Bob Jenkins (513) 878-1090 bjenkins@lumafintech.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name - if individual, state last, first, and middle name) One South Wacker Drive, Suite 800 Chicago IL 60606 (Address) (City) (State) (Zip Code) 09/24/2003 49 **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be…Read the full text as markdown