Full text of JVM SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ JVM Securities, LLC Report Pursuant to Rule 17a-5 ( d) Financial Statements For the Year Ended December 31, 2020 {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PARTIII | | 0MB APPROVAL | | | | |--------------------------|------------------|--|--| | 0MB Number: | 323S-0123 | | | | Expires: | October 31, 2023 | | | | Estimated average burden | | | | | hours cerresoonse 12.00 | | | | # SEC FILE NUMBER &-70032 FACING **PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 of the **Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/20 | ----------<br>AND ENDING 12/31/20 | | | |------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|----------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: JVM Securities<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | 903 Commerce Drive, Suite 250 | | | | | | (No , and Strecl) | | | | Oak Brook | IL | | 60523 | | (CilY) | (Slate) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | B, ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | Alvarez & Associates, Inc. Certified Public Accountants | | | | | | (Name - lflndlv/d11al, stare last,flrst, middle name) | | | | 9221 Corbin Ave. Suite 165 | 60523 | CA | 91324 | | (Addrm) | (City) | (SIDl1r) | {Zip Code) | | CHECK ONE: | | | | | lcertilied Public Account11nt | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | POR OPPICIAL USE ONLY | | | | | | | | | | | | | | | | | | *•claims for exemption from the req11irement that the ann11a/ report be covered by the opinion of on Independent public acco1mton1 m11sl be supported* by *a slatement of facts and circ11mslances relied on as the basis for the exempllon. See Section 2-I0.* J *7a-5(e)(2)* > Potenllal persona who are to re pond to the collectlon of Information contained In th la form are not requir…Read the full text as markdown