Full text of JVM SECURITIES, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ JVM Securities, LLC Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | | | 8-70032 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>____<br>0_ll_0_l_/2_2 | AND ENDING __ | 1_2/_3_1/_2_2 | ___<br>_ | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------------|-----------------|----------------------------------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: __ NM __<br>S_e_c_ur_i_ti_e--'s,_L_L_C | ___________________ | | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Broker-dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 903 Commerce Drive, Ste 250 | | | | | | | | {No. and Street) | | | | | | Oak Brook | IL | | | 60523 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | James Curtis | 205-834-2636 | | | James.Curtis@jvmrealty.com | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Michael Coglianese, CPA P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 125 E. Lake Street, Suite 303 | Bloomgingdale | | IL | 60108 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2009 | | | 3874 | | | | | | | | (PCAOB Regist<atioa N,mbec, if applicable( I | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independe…Read the full text as markdown