Full text of JVM SECURITIES, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ JVM Securities, LLC Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** | l'IUD | | | | |-------|--------------------------|----|--| | | 0MB Number: 3235•0123 | | | | | EMplresi Oct. 31, 2023 | | | | | Estimated 1vera1e burden | | | | | | | | | | houn per re5P(lnse: | 12 | | | | | | | SEC FILE NUMBER 8-70032 # ANNUAL **REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING O 1/01 /21 | | | AND ENDING 12/31 /21 | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------------| | | | MM/DD/YV | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: JVM Securities | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. bo,c no.) | | | | | | 903 Commerce Drive, Ste 250 | | | | | | | | (No. and Street) | | | | Oak Brook | | IL | | 60523 | | (City) | | | | (ZlpCodel | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Holly Onachilla | | 630-242-104 7 | | holly@jvmsecurities.com | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing• | | | | | | Alvarez & Associates, Inc. | | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | California 91324 | | | (Address) | | (City) | (State) | (Zip Code) | | 10/16/2018 | | | 6517 | | | (Date of Realstratlon with PCAOB)(lf appllcable) | | | (PCAOB Relistratlon Number, If applicable) | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the teports of an Independent public | | | | | accountant must be supported by a sta…Read the full text as markdown