Full text of VIRTUS CAPITAL MARKETS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **VIRTUS CAPITAL MARKETS LLC** Statement of Financial Condition December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ ## **VIRTUS CAPITAL MARKETS LLC** ### **Contents** | | Page(s) | |-------------------------------------------------------------------|---------| | Facing Page and Oath or Affirmation | | | Report of Independent Registered Public Accounting Firm 1 | | | Financial Statement | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3-9 | | {2}------------------------------------------------ | UNITED STATES | | |------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | Washington, D.C. 20549 | | | | | | 0MB APPROVAL | | | |------------------------------|-----------------|--| | OMBNumber: | 3235-0123 | | | Expires: October 31. 2023 | | | | Estimated average. burden | | | | hours per response .•. 12.00 | | | | | | | | | SEC FILE NUMBER | | #### **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** # **8** · **70057** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -------------<br>01/0112020 | AND ENDING | ------------<br>12/31/2020 | | | | |---------------------------------------------------------------------------------------------|-----------------------------------------------------|------------|----------------------------|--|--|--| | | MM/ODIYYYY | | MMIOD/YYYY | | | | | A. REGISTRANT ID.ENTIFICA TION | | | | | | | | NAME OF BROKER-DEALER: | | | | | | | | Virtus Capital Markets LLC | | | OFFICIAL USE ONLY | | | | | | | | FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 20 Si nal Road | | | | | | | Stamford | (No. and ·scrcet)<br>CT | | 06902 | | | | | (Gly) | (Slate) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Matthew Martines | | | (203)-814-1970 | | | | | | | | (Arca Code TclcphOnc No,) | | | | | | B. ACCOUNTANT JDENTIFICA TION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | | | Lilling & Company, LLP | | | | | | | | | (Name -if individual, stale last,first. midd/ename) | | | | | | | 2 Seaview Blvd - Suite 200 | Port Washington | NY | 11050 | | | | | (Address) | (City) | | (Z…Read the full text as markdown