Full text of VIRTUS CAPITAL MARKETS LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **VIRTUS CAPITAL MARKETS LLC** **Statement of Financial Condition December 31, 2021 With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Virtus Capital Markets LLC TYPE OF REGISTRANT (check all applicable boxes): ցBroker-dealer տ Security-based swap dealer տ Major security-based swap participant տ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 20 Signal Road (No. and Street) Stamford CT 06902 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Matthew Martines (203)-814-1970 mmartines@virtuscapitalmarkets.com (Name) (Area Code – Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Lilling & Company, LLP (Name – if individual, state last, first, middle name) 2 Seaview Blvd - Suite 200 Port Washington NY 11050 (Address) (City) (State) (Zip Code) 03/31/2009 3480 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-70057** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Matthew Martines, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Virtus Capital Markets LLC as of December 31, 2021, is true and correct. I further swear (or affirm) that neither the company…Read the full text as markdown