Full text of VIRTUS CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |---------------------------|-----------------|-----------|--| | 0MB Number: | | 3235-0123 | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | SEC FILE NUMBER | | | | | 8 - 70057 | | | #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2025 | AND ENDING | 12/31/2025 | | | MM/DD/YYYY | | MM/DD/YYYY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | Virtus Capital Markets LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 20 Signal Road | | | | | (No. and Street) | | | | Stamford | CT | | 6902 | | (City) | (~tate. | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Matthew Martines | (203)-814-1970 | | mmartines@virtuscapitalmarkets.cc | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | YSL & Associates LLC | | | | | (Name - if individual, state last, first, and middle name) | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | 38874 | | | 2699 | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual reporls be covered by the reporls of an independent public accountant must be supporled by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1 )(ii), if applicable. **Persons wh…Read the full text as markdown