Full text of ASPIRATION FINANCIAL LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### Aspiration Financial, LLC Report Pursuant to Rule 17a-5(d) Financial Statement For the Year Ended December 31, 2021 {1}------------------------------------------------ #### **Contents** | Report of Independent Registered Public Accounting Firm | | |---------------------------------------------------------|-------| | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3 . 5 | {2}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-70066 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | | 12/31/21 | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|----------------------------|------------|--|--|--|--|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME OF FIRM: Aspiration Financial, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Security-based swap dealer<br>KI Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | 4551 Glencoe Ave., Suite 300 | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | | Marina del Rey | CA | | | 90292 | | | | | | | | (City) | (State) | | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | Mike Shuckerow | 646-483-7217 | | mshuckerow(@aspiration.com | | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Alverez & Associates, Inc. | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | 9221 Corbin Avenue, Suite 165 | Northridge | | CA | 91324 | | | | | | | | (Address) | (City) | | (State) | (Zip Code) | |…Read the full text as markdown