Full text of ASPIRATION FINANCIAL LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FINANCIAL STATEMENT WITH REPORT OF INDEPENDENT REGISTERERED PUBLIC ACCOUNTING FIRM** **Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission** **December 31, 2023** {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-70066 | | # ANNUAL REPORTS FORM X-17A-5 PART III #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/23<br>FILING FOR THE PERIOD BEGINNING<br>AND ENDING | | | | 12/31/23 | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|--------------------------------|--|-----------------|------------------------|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | Aspiration Financial, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | LJ Security-based swap dealer __ Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 4551 Glencoe Ave., Suite 300 | | | | | | | | | | (No. and Street) | | | | | | Marina del Rey | | CA | | 90292 | | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Matt Bergin | | 917-841-0499 | | | mbergin@aspiration.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cropper Accountancy Corporation | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2700 Ygnacio Valley Road, Suite 270 Walnut Creek | | | | CA | 94598 | | | (Address) | | (City) | | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) 03/04/2009 FOR OFFICIAL USE ONLY 3381 (PCAOB Registration Number, if applicable) \* Claims for exemption from the requirement that the annual reports of an independent public claims for e…Read the full text as markdown