Full text of ASPIRATION FINANCIAL LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Aspiration Financial, LLC Report Pursuant to Rule 17a-5(d) Financial Statement and Supplementary Information For the Fiscal Year Ended December 31, 2022 {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimat ed average burden | | | hours per response: I 2 | | | SEC FILE NUMBER | | | | | | | SEC FILE NUMBER | |---------|-----------------| | 8-70066 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING __ 0_l_/ | ____<br>0_1_/2_2 | AND ENDING | __<br>___<br>12_/_3 l_/2_2<br>_ | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|--------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Aspiration Financial, LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>!Kl Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 4551 Glencoe Ave., Suite 300 | | | | | | | | | (No. and Street) | | | | | | | Marina del Rey | CA | | 90292 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Matt Bergin | 917-841-0499 | mbergin@aspiration.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cropper Accountancy Corporation | | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | | 2700 Ygnacio Valley Road, Suite 270 | Walnut Creek | CA | 94598 | | | | | (Address) | {City) | (State) | (Zip Code) | | | | | 03/04/2009 | | 3381 | | | | | | T'° of RegiSUa<ioo wi<h PCAOB)(tt applicable) | | |…Read the full text as markdown