Full text of ST INVEST LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED Sf A TES SECURITIESANDEXCHANGECOMMISSION Washington,** D.C. 20549 **Public** fopy • # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | | OMBAPPROVAL | | | |----------------------------|--|------------------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | hours per response 12. 00 | | | | | | | | | | | | SEC FILE NUMBER | |-----------------| | a-.70135 | **FACING PAGE** ' **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** . <sup>~</sup> | REPORT FOR THE PERIOD BEGINNINGQ1/Q1/2Q | | AND ENDING 12/31/20 | ----------- | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: ST Invest LLC dba Trade App | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>9901 IH 10 W SUITE 8035 | | | FIRM 1.D. NO. | | | | (No. and Street) | | | | | San Antonio | Texas | 78230 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSO,N TO CONTACT IN REGARD TO THIS REPORT<br>Scott P. Tarra | | | (949) 338-8192 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | (Name - if individual. state last, first, middle name) | | | | | 9221 Corbin Avenue, Suite 165 | Northridge | California | 91324 | | | (Address) | (City) | (State) | (Zip Code) | | | I<br>✓<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Alvarez & Associates, Inc.<br>CHECK ONE:<br>____________ | | ____________ | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* SEC 1410 (11-05) **Potential persons who are to respond to the collection of information contained in this form are not required to respond** unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, \_S\_c\_o\_tt\…Read the full text as markdown