Full text of ST INVEST LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Public Copy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-70135 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/22 MM/DD/YY AND ENDING 12/31/22 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: ST Invest LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Security-based swap dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9901 IH 10 West Suite 8035 | | | (No. and Street) | | | | | | |----------------------------------------------------------------------------------------|--|--------------------------------|--------------------------------------------|--------------------|--|--|--| | San Antonio | | Texas | | 78230 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Scott P. Tarra | | 949-338-8192 | | starra@stinvest.co | | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA, Inc | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 1999 Ave of the Stars #1100 Century City | | | California 90067 | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | 09/15/20 | | | 6567 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## Public Copy ### OATH OR AFFIRMATION | Scott P. Tarra<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | | |----------------------------------------------------------------------------------------------…Read the full text as markdown