Full text of ST INVEST LLC's X-17A-5/A filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Public Copy **·UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 > SEC FILE NUMBER 8-70135 # **ANNUAL REPORTS FORM X-17A-S PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0 1/01 /21 | | | | AND ENDING 12/31 /21 | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|-----------------------------------------|----------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: ST Invest LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 9901 IH 10 West Suite 8035 | | | | | | | | (No. and Street) | | | | | | San Antonio | | Texas | | 78230 | | | {City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Scott P. Tarra | (949) 338-8192 | | | starra@stinvest.co | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Alvarez & Associates, Inc. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | California 91324 | | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/16/18 | | | 6517 | | | | l"<br>of Reg;,t,aUoa wOh PCAOB)llf appHrableJ | | | {PCAOB Reg;stcaUoa N,mb", If appHcableJ | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ | | | | ic | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not r…Read the full text as markdown