Full text of OPENDEAL BROKER LLC's X-17A-5 filed 2021-03-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **OpenDealBrokerLLC** Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Nwnber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 8-70188 I SEC FILE NUMBER I #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -~ | ~--<br>l/~0112~0<br>MMIDDNY | AND ENDING | 12/31/20<br>MMIDDNY | |--------------------------------------------------------------------------|------------------|--------------------------------------------------------|------------|--------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | | | OFFICIAL USE ONLY | | OpenDeal Broker LLC | | | | FlRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 1345 A venue of the Americas l l 1h Floor | | | | | (No. and Street) | | | | | New York | NY | | | 10105 | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Gerard Visci | | | | (646) 432-0706 | | | | | | (Area Code -<br>Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | YSL & Associates | | | | | | | (Name - if individual, state last, first, middle name) | | | | 11 Broadway Suite 700 | New York | | NY | 10004 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | jB Certified Public Accountant | | | | | | D | | | | | | Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ ## **OpenDealBrokerLLC TABLE OF CONTENTS** #### This r…Read the full text as markdown