Full text of OPENDEAL BROKER LLC's X-17A-5/A filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Statement of Financial Condition and Supplementary Information** **OpenDeal Broker LLC (a wholly owned subsidiary of OpenDeal Inc.) December 31, 2025 With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER | FACING PAGE | | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------------------------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/25 | AND ENDING | ________<br>12/31/25<br>_ | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | OpenDeal<br>NAME OF FIRM: | ____________________________<br>Broker<br>LLC | | _ | | | | | | TYPE OF REG ISTRANT (check all applicable boxes):<br>D Broker-dealer<br>■<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 149<br>5th<br>Avenue<br>10th | Floor | | | | | | | | | (No. and Street) | | | | | | | | New<br>York | NY | | 10010 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | | | Warren<br>Drimer | (917)<br>796-3233 | | warren.drimer@republic.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his filing*<br>EEPB<br>Company | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2950<br>North<br>Loop<br>West,<br>Suite | Houston<br>1200 | TX | 77092 | | | | | | (Address) | (Cit y) | (State) | (Zip Code) | | | | | | 11/05/03 | | 879 | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exe…Read the full text as markdown