Full text of OPENDEAL BROKER LLC's X-17A-5 filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Supplementary Information OpenDeal Broker LLC (a wholly owned subsidiary of OpenDeal Inc.) December 31, 2025 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|------------------------------------------|--|--| | | Q 1 /Q 1 /25 | | 12/31/25 | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/ YY | AND ENDING | ---------<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Open Deal Broker LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 149 5th Avenue 10th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10010 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Warren Drimer | (917) 796-3233 | | warren.drimer@republic.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EEPB Company | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2950 North Loop west, Suite1200 | Houston | TX | 77092 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/05/03 | | 879 | | | | | | | | (PCAOB R,.;st,at;on N,mbec, ;1 ap~kable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained In this form are…Read the full text as markdown