Full text of BUCK HR SECURITIES LLC's X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/2020 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: BUCK HR SECURITIES II C ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) # 420 LEXINGTON AVENUE, SUITE 2220 (No. and Street) NEW YORK NY 10170-2220 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT (Area Code - Telephone Number) # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # RAICHE ENDE MALTER & CO LLP (Name - if individual, state last, first, middle name) 1375 BROADWAY FL 15 NEW YORK NY 10018 (Address) (City) (State) (Zip Code) CHECK ONE: SEC 1410 (11-05) Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. #### FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. Section 240.176 (2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 PUBLIC MM/DD/YY OFFICIAL USE ONLY FIRM I.D. NO. SEC FILE NUMBER 8-70278 {1}------------------------------------------------ #### PUBLIC #### OATH OR AFFIRMATION #### I KARL W. LOHWATER the best of the best of swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of BUCK HR SECURITIES LLC Carl Carl Cas #### of DECEMBER 31 neither the company nor any partner, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: NOTARY FUBLIC REGISTRATION # 7828…Read the full text as markdown