Full text of BUCK HR SECURITIES LLC's X-17A-5 filed 2023-05-12 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **CONFIDENTIAL** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70278 | UNITED STATES | | | | | |------------------------------------|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | Washington, D.C. 20549 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|---------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2022 | | | | | MM/DD/YY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BUCK HR SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 420 LEXINGTON AVE STE 2220 | | | | | | | (No. and Street) | | | | | NEW YORK | NY | | | 10170-2220 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | KARL W. LOHWATER (757) 525-0990 | | | KWL@LOHWATER.LAW | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>-------<br>DCPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1999 AVENUE OF THE STARS STE 1100 | LOS ANGELES | | CA | 90067 | | (Address) | (City) | | (State) | (Zip Code) | | l"<br>09/15/2020 | | 6567 | | | | of Registetioo with PCAOB)(i<br>p<br>e}<br>f a<br>abl<br>01i<br>c | | | | (PCAOB Registratioo Nombec, if applicable} | | | FOR OFFIO<br>::l V | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown