Full text of BUCK HR SECURITIES LLC's X-17A-5 filed 2024-03-13 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC** | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | | **Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 323S--0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC F!LE NUMBER | | | 8-70278 | | ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | | | 12/31/2023 | | | MM/DD/YY | AND ENDING | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BUCK HR SECURITIES LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 420 LEXINGTON AVE STE 2220 | | | | | | | (No. and Street) | | | | | NEW YORK | NY | | | 10170 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | KARL W LOHWATER | (757) 525-0990 | KWL@LOHWATER.LAW | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | IN DE PEN DENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2121 AVENUE OF THE STARS STE 800 | LOS ANGELES | | CA | 90067 | | (Address) | (City) | | (State) | (Zip Code) | | 09/15/2020 | | 6567 | | | | e of Registrati oo .;th PCAOBl(if applicable)<br>r | FOR OFFICIAL USE ONLY | | | )PCAOB Registratioo N,mbec, tt applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to…Read the full text as markdown