Full text of PEAK6 TRADING LLC's X-17A-5 filed 2022-04-06 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition PEAK6 Trading LLC Year Ended December 31, 2021 With Report of Independent Auditors {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | | |------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|---------|-------------------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | | hours per response:<br>12 | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-70286 | | | | | | PART III | | | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING 9/22/2020 AND ENDING 12/31/2021 | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM: PEAK6 Trading LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | Broker-dealer<br>_ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 141 W Jackson Blvd, Suite 500 | | | | | | | | (No. and Street) | | | | | | | | Chicago | | | 60604 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | 847-962-2720 | | | | | | | Agnes Krupa | | | akrupa@peak6.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | RSM US LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 30 S. Wacker Dr., Suite 3300 Chicago | | | 60606 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 09/24/2003 | | 49 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | |…Read the full text as markdown