Full text of PEAK6 TRADING LLC's X-17A-5 filed 2024-03-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition PEAK6 Trading LLC Year Ended December 31, 2023 With Report of Independent Auditors {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-70286 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: PEAK6 Trading LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Security-based swap dealer \_ \_ [ Major security-based swap participant [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 141 W Jackson Blvd., Suite 500 (No. and Street) Chicago Illinois 60604 (Citv) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING James Ward 708-670-6154 jward@peak6.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US ILP (Name - if individual, state last, first, and middle name) 30 S Wacker Dr., Ste 3300 Illinois 60606 Chicago (Address) (City) (State) (Zip Code) 09/24/2003 PCAOB #49 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CFR 240.17a-5(e)(1)(ii), if applicable. {2}------------------------------------------------ #### OATH OR AFFIRMATION. for and belief of and BRWSE ------------------------------------------------------------------------------------------------------------------------------------------------|, Andrew Tourney financial report pertaining to the firm of PEAK6 Trading LLC as of the country of the as of 12/31 , 2 023 partner, officer director or equivalent page, as th…Read the full text as markdown