Full text of BRUCE MARKETS LLC's X-17A-5 filed 2026-06-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition BruceMarkets LLC December 31, 2025 WithReport of Independent Auditors {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70286 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | name of firm: Bruce Markets LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 141 W Jackson Blvd., Ste 500 | | | | | | | | | | (No. and Street) | | | | | | | | Chicago | | | 60604 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Ralph D'Auge | 312-444-8000 | | rdauge@peak6.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. Accountant IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 30 S Wacker Dr., Ste 3300 Chicago | | | 60606 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 9/24/2003 | PCAOB #49 | | | | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not…Read the full text as markdown