Full text of SIGNUM GROWTH CAPITAL LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Signum Growth Capital LLC** Statement of Financial Condition December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ # **SIGNUM GROWTH CAPITAL LLC** # **Contents** | | Page(s) | |-------------------------------------------------------------------|---------| | Facing Page and Oath or Affirmation | | | Report of Independent Registered Public Accounting Firm 1 | | | Financial Statement | | | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3-7 | | {2}------------------------------------------------ | UNITED STATES | | |------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | Washington, D.C. 20549 | | | 0MB APPROVAL | |---------------------------| | 0MB Number: | | Expires: October 31, 2023 | | Estimated average burden | | hours per response 12.00 | | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | |----|-----------------| | 8- | 70297 | #### **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | --------------<br>10/29/2019 | AND ENDING | -------------<br>12/31 /2020 | |-----------------------------------------------------------------------------------------|---------------------------------------------------------|--------------|------------------------------| | | MM/DDIYYYY | | MM/DDIYYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | | | | OFFICIAL USE ONLY | | Signum Growth Capital LLC | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>40 Cambridge Place | | | | | | (No. and Street) | | | | BROOKLYN | NY | | 11238 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPOR1 | | | | | Richard Daniels | | | (212)751-4422 | | | | | (Area Code -- Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | YSL & Associates LLC | | | | | | (Name -- if ;ndividual, state last,flrst, middle name ) | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | D Public Accountant | | | | | D Accountant not resid…Read the full text as markdown